UCP 600及信用证案例研讨.ppt

UCP 600及信用证案例研讨
2006年12月4日上海
Notes:马申/国际结算部/总行/BOC
Tel: 01066591189 **********
参训希望
认真思考
积极提问
勇敢表达
虚心听讲
收获总结
遵守纪律
2006-10-25 ICC-UCP的第6次修改版本-UCP600, 孙磊陪同张行长参加了巴黎会议. 调查:看过500, ISBP, 600
课程安排内容丰富: 600 专题研究和串讲,ICC OP,我行纠纷案例(总/分行),大宗货物LC,特点:注重实务
-UCP的适用
The Uniform Customs and Practice for Documentary Credits, 2007 Revision, ICC Publication no. 600 ("UCP") are rules that apply to any documentary credit ("credit") (including, to the extent to which they may be applicable, any standby letter of credit) when the text of the credit expressly indicates that it is subject to these rules. They are binding on all parties thereto unless expressly modified or excluded by the credit.
定义—申请人
Applicant means the party on whose request the credit is issued.
是否需要—信用证的契约关系
Applicant Bank
TA563申请人数目是否有限制(不分运, 11个)
定义
开证行、保兑行、指定行……是否必须为银行?(是否使用PARTIES 或BANK=27:9 最终版本用BANK。)
非银行开证?-竞争的趋势
TA537 非银行开证(通知形式)
银行经营信用证业务的资格—中银香港和江苏VS Slovak -DRUZSTVO NORTH EUROPEAN CREDIT UNION
Bank or Parties 27:9:1no
定义– Complying presentation相符交单
A presentation that is in accordance with the terms and conditions of the credit, the applicable provisions of these rules and international standard banking practice
Gary Collyer:Reference in sub-Art. 14(a) to international standard banking practice is wider than the content of ICC Publication
定义-confirmation保兑
A definite undertaking of the confirming bank, in addition to that of the issuing bank, to honour or negotiate plying presentation
Definite vs Irrevocable
Without recourse
Confirming bank—upon the issuing bank’s authorization or request
定义-Honour承付
a. to pay at sight if the credit is available by sight payment
incur a deferred payment undertaking and pay at maturity if the credit is available by deferred payment
accept a bill of exchange (draft) drawn by the beneficiary and pay at maturity if the credit is available by acceptance
定义—negotiation议付
The purchase by the nominated b