个人客户风险评估问卷.doc

个人客户风险评估问卷 Customer Risk Profile Questionnaire 以下 15 个问题将决定您的投资风险偏好,我们将根据您的投资风险偏好为您更好的配置资产。( 每个问题仅有一个答案) In choosing the appropriate investment portfolio , you should first consider Your risk tolerance , investment time frame and your financial circumstances . The following 15 questions aim to help you understand your risk profile and investment needs . 客户姓名: Customer name _______________________________________________________________________________ 性别: □男□女婚姻状况: Sex □ Male □ Female Marital status ____________________ l 、您的家庭年收入为?□ 万元以下□- 20 万元□C. 20- 50 万元□D. 50一 1OO 万元□E. 100 万元以上 1、 How much is the estimated annual e of your family(Chinese Yuan)? 口 A. 50, 000 or below 口 B. 50,000 to 200 , 000 口 C. 200 , 001 to 500 , 000 口 D. 500 , 001 to1, 000 , 000 口 E. Above 1, 000 , 000 2 、您的投资目的是?□A .子女教育费, 退休计划□B .个人目标( 如置业、购车)□C .让财富保值增值 2、 What is the purpose of your investment? □ A. Children ’S education / Retirement Plan □ B. Personal goal (e. g. Property / Car acquisition) □ C. Wealth growth / accumulation 3 、您期望的投资理财回报是? (附注:高回报附带高风险) □A .跟银行存款利率大体相同□B .比定期存款利率稍高□C .远超过定期存款利率 3、 What is your expected return for the investment?(Remark : higher expected return carries higher risk) □ A. In line with time deposit rate □ B. Slightly more than time deposit rate □ C. Significantly exceed time deposit rate 4 、您的年龄是?□A. 18一 30□B. 3l一 40□C. 41-50 □D. 51- 60□E .高于 61岁 4、 What is your